Legal
MGI Securities Inc.’s founding partners, Don McFarlane and Crawford Gordon, incorporated the firm on December 23, 1999. The firm is a member of the Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Investor Protection Fund (CIPF). IIROC is a self regulatory organization (SRO) whose mission is to protect investors and enhance the efficiency and competitiveness of the Canadian capital markets. CIPF ensures, within defined limits, the protection of assets of eligible customers of a member firm, in the event of bankruptcy of the member firm. To learn more about IIROC, please visit
http://www.iiroc.ca
. For more information about CIPF and the coverage it provides, please visit
http://www.cipf.ca.
As a firm, MGI Securities Inc. is registered to carry client accounts in all 10 Canadian provinces. MGI Securities Inc.’s Investment Advisors are allowed to hold client accounts only in the jurisdictions in which the Investment Advisor is registered. In addition, MGI Securities Inc. has a custodial agreement with National Bank to perform certain back office and securities settlement functions. Please click
here
for additional details.
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